A Crucial Element of Democracy

This is a blog by Robert Gutierrez ...
While often taken for granted, civics education plays a crucial role in a democracy like ours. This Blog is dedicated to enticing its readers into taking an active role in the formulation of the civics curriculum found in their local schools. In order to do this, the Blog is offering a newer way to look at civics education, a newer construct - liberated federalism or federation theory. Daniel Elazar defines federalism as "the mode of political organization that unites separate polities within an overarching political system by distributing power among general and constituent governments in a manner designed to protect the existence and authority of both." It depends on its citizens acting in certain ways which Elazar calls federalism's processes. Federation theory, as applied to civics curriculum, has a set of aims. They are:
*Teach a view of government as a supra federated institution of society in which collective interests of the commonwealth are protected and advanced.
*Teach the philosophical basis of government's role as guardian of the grand partnership of citizens at both levels of individuals and associations of political and social intercourse.
*Convey the need of government to engender levels of support promoting a general sense of obligation and duty toward agreed upon goals and processes aimed at advancing the common betterment.
*Establish and justify a political morality which includes a process to assess whether that morality meets the needs of changing times while holding true to federalist values.
*Emphasize the integrity of the individual both in terms of liberty and equity in which each citizen is a member of a compacted arrangement and whose role is legally, politically, and socially congruent with the spirit of the Bill of Rights.
*Find a balance between a respect for national expertise and an encouragement of local, unsophisticated participation in policy decision-making and implementation.
Your input, as to the content of this Blog, is encouraged through this Blog directly or the Blog's email address: gravitascivics@gmail.com .
NOTE: This blog has led to the publication of a book. The title of that book is TOWARD A FEDERATED NATION: IMPLEMENTING NATIONAL CIVICS STANDARDS and it is available through Amazon in both ebook and paperback versions.

Friday, October 16, 2015

SO YOU’RE NOT A NAIL

I want to continue the topic I introduced in my last posting: power-coercive change strategies.  Basically, this type of change is a type that depends on subjects doing what someone, a change agent, wants them to do in order to avoid experiencing a punishment.[1]  This punishment can take the form of a physical, financial, emotional, reputational, or other type of harm.  As I indicated toward the end of the last posting, this effort will look at more specific power-coercive strategies.  They are non-violent, political power, and Marxian approaches.

Those change strategies that are referred to as non-violent have a rich history over the nineteenth and twentieth centuries.  We first encounter the idea of non-violent change strategy in the writings of Henry David Thoreau in the mid-1800s. But its first application can be noted in the work of Mahatma Gandhi as he led the movement that eventually broke the imperial hold that Great Britain had over India.  That movement finally secured India’s independence in 1947.  Since then, here in the US, the civil rights movement, under the leadership of Martin Luther King, applied many of the strategies inspired by Gandhi in the 1950s and 60s.

There are two prerequisites to this approach:  one, the conditions that are to be changed need to be seen as unjust or extremely unfair by significant numbers within the relevant population and, two, the groups or organizations (private or public) in which change is sought have to be susceptible to some loss which is also, in some way, accessible to the change faction who can use it as leverage.  So, in the case of the early civil rights movement, a bus boycott in Montgomery, Alabama proved effective in giving the movement a much needed symbolic victory and was first to put into prominence a young King who was elevated to lead the protest.[2]  If the goal is simply to implement a change – change agents satisfied with a change that might not be accepted emotionally by those who have to live with the change – then a power-coercive strategy is good enough.  But if the change advocates depend on a moral value rationale for their efforts, they might also want those subjected by the change to have a change of heart.  They might want to create a collaborative relationship with the subjects.  If so, then power-coercive will not be enough.  Initial change will then have to be followed up with a normative-re-educative strategy (the subject of my next posting).

The second type of power-coercive strategy is the political power approach.  Political power strategies are those that are administered by those in authority.  Let us assume, for the purposes of just looking at the dynamics of this type of strategy, that the change agent is someone in authority and that authority is accepted as legitimate.  Here, the punishment element can take on several guises.  They can be sanctions, fines, loss of monetary rewards such as grant moneys, or even imprisonment.  But these types of changes are usually not so clean and simple.  Usually, if the change is significant, provocative, and/or multidimensional, then follow up is needed.  For example, such a change might need training so that the subject will have the skills to implement and perform the change to satisfactory levels.  In those cases, it is not just a matter of some underling verbally agreeing to do something differently, but having to engage in time consuming and unpleasant activities in order to learn a skill or otherwise arrange for restructuring or some other movement of personnel.  If one adds reluctance of any kind on the part of the subject, one is considering a costly transitional process.  This is not only costly, but dependent on a certain level of willing cooperation.  Again, one is probably talking about instituting a normative-re-educative addition to the initial change process.

The third strategy type one can consider under the power-coercive category is the Marxian approach.  This approach presupposes that in the location in which the change is sought, there exists an established intellectual “field.”  That is, those involved are under the view promulgated by those in charge, the elites.  This field is controlled by class-based elites (it might be elites who are defined as being ethnic, gender, nationality, age, or sexual preference based).  In controlling the field, the elites define the parameters of the field.  They determine what is legitimate or not.  Marxian aim is to change this very reality; i.e., the effort is to fundamentally inflict a social change so that those who are being abused by the existing order will adopt a new class (ethnic, gender, nationality, age, or sexual preference) consciousness.  I wrote of this process of change in earlier postings when I described and explained the basic argument of Paulo Freire in his book, Pedagogy of the Oppressed.[3]  Those who advocate this strategy speak of holding, through this type of consciousness change, truer democratic values.  Whatever it is considered, one would augment the implementation of changed policy in which a heavy dose of normative-re-educative efforts to engender the type of consciousness which is being sought.[4]

As you can detect, when we talk about any extensive plan of change, a coercive form of power seems to fall short.  In each of these three more specific approaches, change, in order to be meaningful and lasting, needs to be supplemented by normative-re-educative processes.  My next posting will take a close look at this other type of change.



[1] Based on the theoretical work:  Chin, R. and Benne, K. D.  (1985).  General strategies for effecting changes in human systems.  In W. G. Bennis, K. D. Benne, and R. Chin (Eds.), The Planning of Change (pp. 22-45).  New York, NY:  Holt, Rinehart, Winston.

[2] Actual change in the bus service that had discriminated against African-Americans was accomplished by a Supreme Court decision that ordered the desegregation of the Montgomery buses.

[3] See blog posting, Teaching Aim of Critical Pedagogy, May 11, 2011.  Available upon request.

[4] This type of “education” is not as heavy-handed as it might sound.  You are encouraged to look at Freire’s approach to education to see what is being considered.  This is not to say that in countries where Marxists have taken power that they have not used drastic and very authoritarian modes of re-education.

Wednesday, October 14, 2015

THE STAGE FOR THE POWER-COERCIVE

Here goes, as promised in my last posting, a few (or more) words on a general strategy type of change known as power-coercive.[1]  Generally, these strategies are based on avoiding what is anticipated as painful or disagreeable; that is, a set of change strategies in organizational operations – be it in terms of goals/aims or processes – that are deliberate and conscious.  These changes are on the part of a party related or associated with an organizational entity and motivated by an understanding that not to change will resort in enduring some pain or disagreeable consequence.  These changes are spearheaded by a person or group.  They are in a position to administer some sort of punishment if the party does not get the change it wants and, therefore, the strategy can be called a power-coercive strategy.  I billed this type of strategy as one that promises to be efficient in instituting a desired change.  By efficient, I mean the change will be effective in a relatively short amount of time with minimal costs.  I will explain that this billing is true only if certain conditions are met.

In the last posting, I reviewed what is commonly called empirical-rational strategies and that set of strategies is seen as fairly quick and efficient, but it does not hold a candle to what is anticipated with the use of power-coercive strategies.  This is true if those wanting to institute change enjoy a relatively powerful position within or over the organization in question.  If they don’t, then the use of such a change strategy is possible, but it will not be as quick and efficient and might, as a matter of fact, take a significant amount of time. 

When the change is by the powerful, though, they have resources that do make a difference.  Why?  Because power-coercive strategies rely on what I have termed, along with French and Raven,[2] coercive power.  That is, power – an ability to get someone to do something that they would not otherwise do – is based on the belief that those implementing the power can and will administer some sort of punishment to the subjected party if the subjected party does not comply with what the would-be power wielder wants done.  It is the sort of power one usually thinks of when the term power is used.  You get someone to do something because not doing it will result in that someone experiencing a consequence that is unpleasant or even worse.  You’ve seen untold number of movies in which such power is central to the plot line.  The Godfather trilogy comes to mind.  But does power have to rely on punishment?  Let’s read on.

In the realm of change:  power-coercive strategies rely on the more powerful agents exerting their wishes on the less powerful.  In real life, not the movies, exertion of power-coercive strategies takes place without guns and sinister sneers; they are usually expressions or implementations of legitimate authority.  That is, the person or group seeking the change has the authority, due to organizational positioning or ascribed positioning by law, to exert the “commands” that would institute the change.  I should add that such power is usually exerted to maintain what is, the status quo, instead of trying to institute change. 

But when it is change that is sought, such change efforts by those in legitimate power positions are taken when a new set of authority figures takes hold of an organization such as a corporation or a governmental department or other bureaucratic entity.  Sometimes those in power want to institute a new direction that calls on a certain level of change.  Whether change is emanating from a change in administration (usually with the election or the selection of a new president, governor, or CEO) or a change in strategy by those already in power, such changes are deemed legitimate due to the legitimacy of the power positions of those seeking change.  Even in such cases, what is in existence, the ongoing set of realities, is usually very well entrenched.  So change promises to be difficult.  It helps to have authority on one’s side and using authority, relying on power-coercive strategies, usually can result ostensibly on implementing the desired change, at least on paper.  By on paper, what is usually meant is that the structural and verbal commitments upon which the change relies can be put in place in a relatively short amount of time.  The problem is in the ensuing performance by those who have to carry out the change.  If the change objectives are not really shared by this corps of workers, change, even with authority on the side of the “changers,” can prove to be elusive.

But before I address these types of consequences, let me fill in more of the details entailed with the power-coercive set of changes.  First, there are modes of change for such coercive moves.  These are generally of two types:  political and economic modes.  Political modes encompass the necessary policy changes that support the operational changes that the change advocates desire.  This is dependent on the procedural apparatus the organizational or governmental entity has in place and the politicking in which both the advocates of change and those who oppose the change(s) engage.  This process is deserving of its own analysis – rest assured, such questions have their own literature of research that one can review.  But, whatever the result, assuming both sides follow accepted procedures of politicking, the results of the conflict will be accepted, at least verbally.  And then, second, there are economic modes.  Here, decisions over expenditures will be instrumental.  If those in authoritative positions sense or know that there are recalcitrant rebels fighting the desired change, decisions over budgetary allocations can and will administer the necessary punishments to solicit compliance.  This has proven highly effective in terms of actual activities subordinates perform, if not the all-out devotion those activities might demand.  Those are the sorts of actions that the more powerful can administer over the less powerful, but do not explain what options exist for the less powerful entities who desire and are willing to pursue change.

If the change advocate is less powerful (and assuming that there exists enough of a cadre of malcontents, either within or without the organizational structure in question who wish for change) what can those desiring change do?  Under these conditions, this type of change is not short term; these strategies take a lot of time.  The most common avenue here is for such a person or group to organize the discontented who is or are demanding that change occur.  This can take place, as appropriate, within or without the organization or governmental entity, within or without the legitimate channels of authority.  For example, teachers who seek changes in their working conditions might organize to engage in tougher labor actions such as staging a strike or work stoppage – activities that are to some degree illegal in a lot of states.  The aim is not to cause disruption for its own sake, but to seek a shift in the conflict from confrontation to negotiation.  This might take on the air of legitimacy, even if the actions are illegal – albeit more difficult – if the initial demands are seen, by the general public, as advancing fairness and justice.  Of course, if the lesser powerful party has been viewed as being subject to authoritarian subjugation, this adds to the image of any existing unfairness.  If these conditions exist, then such options as quasi or fully illegal means might cause the more powerful party to be sufficiently hurt by the actions and, therefore, will be encouraged to negotiate.  This result, being the aim of the change advocates in the first place, will be considered a success.  Needless to say, the fact that one might be speaking of illegal or semi-illegal activity adds to the burden of those seeking change as they must overcome expected allegiance for the law. 

There are times, however, that one or two of the conflicted parties might want, for whatever reason, to continue the conflict.  If this is the case, then we are talking about such a heightened conflict that one would question the ultimate aims of one or both sides of the conflict.  In these extreme cases, expressed aims are simply not what is sought.  Instead, what is sought is probably a more institutional change that is or borders on revolutionary change.  That is, they are either attempting to change  the system by destroying the ability of the advocates to organize or overthrow the system.

In my next posting, I will review more specific power-coercive strategies.  I will address the issue of having to depend on punishment; i. e., does one, even under a power-coercive type of strategy have to depend only on punishment to get results? These more specific strategies will stretch from those advocated by Gandhi to Marx.  The expanse of these strategies is quite wide, but they are over a singular aim:  inflict pain – physical, economic, or psychological – to gain acquiescence to sought-after change.

Note:  Due to travelling requirements, this entry was posted on October 13, 2015, at around 11:30, Central time.  Due to the account being established in the Eastern time zone, the posting date, as recorded with Blog Spot, is October, 14, 2015.  Sorry for not meeting my self-imposed deadline of a Tuesday (the 13th) posting date.



[1] Chin, R. and Benne, K. D.  (1985).  General strategies for effecting changes in human systems.  In W. G. Bennis, K. D. Benne, and R. Chin (Eds.), The Planning of Change (pp. 22-45).  New York, NY:  Holt, Rinehart, Winston.

[2] French, J. R. P. and Raven, B. H. (1967). The bases of power. In. E. P. Hollander and R. G. Hunt (Eds.) Current perspectives in social psychology (504-512). New York, NY: Oxford University Press.