A Crucial Element of Democracy

This is a blog by Robert Gutierrez ...
While often taken for granted, civics education plays a crucial role in a democracy like ours. This Blog is dedicated to enticing its readers into taking an active role in the formulation of the civics curriculum found in their local schools. In order to do this, the Blog is offering a newer way to look at civics education, a newer construct - liberated federalism or federation theory. Daniel Elazar defines federalism as "the mode of political organization that unites separate polities within an overarching political system by distributing power among general and constituent governments in a manner designed to protect the existence and authority of both." It depends on its citizens acting in certain ways which Elazar calls federalism's processes. Federation theory, as applied to civics curriculum, has a set of aims. They are:
*Teach a view of government as a supra federated institution of society in which collective interests of the commonwealth are protected and advanced.
*Teach the philosophical basis of government's role as guardian of the grand partnership of citizens at both levels of individuals and associations of political and social intercourse.
*Convey the need of government to engender levels of support promoting a general sense of obligation and duty toward agreed upon goals and processes aimed at advancing the common betterment.
*Establish and justify a political morality which includes a process to assess whether that morality meets the needs of changing times while holding true to federalist values.
*Emphasize the integrity of the individual both in terms of liberty and equity in which each citizen is a member of a compacted arrangement and whose role is legally, politically, and socially congruent with the spirit of the Bill of Rights.
*Find a balance between a respect for national expertise and an encouragement of local, unsophisticated participation in policy decision-making and implementation.
Your input, as to the content of this Blog, is encouraged through this Blog directly or the Blog's email address: gravitascivics@gmail.com .
NOTE: This blog has led to the publication of a book. The title of that book is TOWARD A FEDERATED NATION: IMPLEMENTING NATIONAL CIVICS STANDARDS and it is available through Amazon in both ebook and paperback versions.

Friday, February 15, 2019

MANAGING SOCIAL FORCES


Readers of this blog are aware that it is reporting on a book from the late 1960s, Political Order in Changing Societies (POCS).[1]  That book was written by a respected political scientist, the late Samuel P. Huntington.  He became somewhat well-known among the general reading public with his book, The Clash of Civilizations, 1996 – it engendered a bit of controversy.  The earlier book did not, but it made the case for the importance of political institutions; something many today have seemed to have forgotten.
          In POCS, Huntington offered a major argument:   when a lesser developed country (LDC) experiences relatively high modernization (development), but at the same time has a relatively slow development of political institutions, it will suffer from political instability.  Enough instability and the political system of that polity will fail and, if that happens, it cannot provide the services any country depends on to maintain order and to shepherd economic activities.
          These possibilities can be very serious, particularly if the country already is dealing with those challenges associated with getting an economy growing and becoming viable within the expectations of the twenty-first century – after all, it is within that economic environment that those nations must compete.
          The last two postings reviewed the general aspects of Huntington’s argument.  They reviewed the role social mobilization, social forces, economic development, political norms, and political stability plays in the drama these countries face.  This posting reviews briefly the role certain types of political institutions play in maintaining – or perhaps help establishing – political stability.  Those institutions are the military, reforms, and political parties.  But first, a definition of political institutions is offered.
          That is:  organizations and procedures which routinize political behavior into accepted forms.  This posting will only briefly review Huntington’s analysis of these institutions because the overall concern here is to demonstrate parallels between LDCs and advanced countries in terms of how they both rely on institutions, but the demands are different and, therefore, the affected institutions will reflect different attributes even if there exists a parallel. 
The US, for example, and its current concerns over institutions has a different set of factors.  To meet those concerns, a different set of institutions are called upon to meet the concerns; they become crucial, such as the media.  But in looking at the relevant institutions LDCs utilize to meet instability, one might extract useful insights.
The first of the institutions Huntington highlights is the military.  The military changes its function as an LDC moves along a development path.  Initially, it serves a guardian role – above politics – but eventually will probably be dragged into countering the rising influence of an urban, middle-class becoming too powerful.  While an increase in power among these groups is inevitable with economic development, things can get too lopsided at the expense of the peasant population.  This, at minimum, will undermine the democratic quality of the polity.
In this eventuality, there is a parallel with advanced countries.  As those advanced countries in the past number of decades have become more involved and dependent on global markets, the urban elite has benefitted mightily.  And what has been the reaction in one advanced nation after another?  In many of those countries, the rise of nationalism has resulted, mainly based on support from agricultural areas or in areas where manufacturing jobs have been lost to cheap labor countries (some being LDCs). 
In turn, that has caused virulent instability within these advanced countries’ internal, political environments.  The instabilities are currently threatening international agreements and associations.  Probably Great Britain dropping out of the European Union (Brexit) is the most noted, but in the US the rise of Donald Trump, a self-identified nationalist, can also be so regarded.
And that leads to the next institution, reforms or the accepted processes by which to institute reforms.  The reforms set out to accomplish a straightforward goal:  to tamp down the inordinate advantages some groups might have over other groups.  While such a concern does not present an existential challenge to an advanced nation – as might be the case for an LDC – serious disruption can result if this institution, reforms, does not function and function sufficiently effective.
Those in charge of designing, fighting for, and implementing reforms have a tall order to accomplish.  To be successful, those so charged have a difficult task.  Be it in LDCs or advanced countries, they need skill because reforms interfere with immediate rewards by those who are advantaged by the existing conditions.  In turn, those negatively affected by reforms might enjoy high levels of power that reforms, beyond causing immediate pain, might upset their power bases.
The last of the “Huntington” institutions, political parties, refers to what a previous posting described.  That is the funneling function; national politics funnels diverse desires, aims, goals, interests, and the like into a set of public policies.  In that process, those involved whittle away those ambitions that simply do not have enough support, mostly by powerful players. 
An array of actions is involved:  compromise, power plays, deceit, promises, deferred ambitions, glad-handing, trades, on and on.  Political parties are those arrangements where these actions take place at a national level.  By the time parties are involved, a lot politicking has gone on at more local levels.  Parties are just about the last political “locale” – before the actual governmental arena – where these actions occur.
But a populist chief executive, where popularity is essential to garner votes, can undermine the role parties should play.  What is that?  Yes, parties are about advancing self-interests – rare is the politician (party member) who endangers his/her chances at reelection – but through negotiations, parties can act to balance social forces. 
That is the case if no one in the mix has inordinate basis of power.  But if the chief executive can bring to bear opposing politicians in his/her respective party’s nomination process – in the US that would be primaries.  This can nullify usual party-level negotiations and compromising.  The chief’s opponents, in the US, can be “primaried.”  Other systems have comparable possibilities.
A popular head of a party that has gained the chief executive position – a president, a prime minister – can pull off such a strong-arm position.  If that chief caters, usually with the use of rhetoric only – such policy positions that are interpreted as addressing disadvantaged segments of the population – the above scenario is possible and history has offered sufficient examples.
Huntington favors two-party systems.  Apparently, given the overall funneling process, two parties serve the right amount of funneling at the national level.  Single parties, without having sufficient competition, can become too oppressive and indifferent to popular concerns.  Sometimes they are ideological and their ideology serves to rationalize dictatorial power-positioning.  Multi-party systems undermine the need for majority support in issuing policy or they over-compromise in their negotiations and thereby undermine their effectiveness.
With that, this blog ends this review of Huntington’s book.  Overall, this writer feels the late political scientist offered ideas and concerns citizens of advanced countries should consider not only in dealing with LCDs, but to take note of how healthy their respective polities are doing – disruptions, instabilities, and other norm shattering events can have serious consequences.  The need for strong political institutions does not go away as countries become “advanced.”  And civics students, this writer believes, can understand the outlines of these concerns.



[1] Samuel P. Huntington, Political Order in Changing Societies (New Haven, CT:  Yale University Press, 1968).

Tuesday, February 12, 2019

THE FUNCTION OF POLITICAL INSTITUTIONS


In the last posting, it brought to the attention of the reader a 1968 book[1] by the late political scientist, Samuel P. Huntington.  Part of the that account included Huntington’s major argument in that book.  That is:  when a lesser developed country (LDC) experiences relatively high modernization (development), but at the same time has a relatively slow development of political institutions, it will suffer from political instability.  In this relationship, students of development can measure modernization/development by rates of social mobilization.
          The posting then defines key terms associated with this relationship.  Beyond, but including, social mobilization and political institutions, they are economic development, political norms, and political (in)stability.  The reader, if he/she has not read that posting, is encouraged to do so.
          This posting picks up on that description, but first a reminder.  The purpose of going back to Huntington’s book is that given the current American political scene, one can see parallels between the challenges LDCs confronted then and now and challenges this nation unfortunately is experiencing.  Today, it seems basic political institutions are under attack.  If so, what does that mean?  What can the consequences be?
          The major link Huntington seems to have argued is that development, more specifically its accompanying political development, means higher levels of political participation in the form of increased group demands and accompanying political action. 
Economic advancement, which defines the central element of development, in relation to the realities of developing nations (often lacking in economic assets), causes unrequited expectations which are voiced directly into the political system because they lack the necessary institutions to peacefully handle these demands.  One way one can visualize political action in relation to demands within a nation is to use the analogy of a grand funnel.
If one thinks about it, no two persons share exactly all their political desires and aims.  There is, in any nation, a great variety of what is wanted.  The activity one calls politics acts to funnel that diversity into a coherent set of policies.  In the US – or any advanced nation – there are a set of institutions (organizations and procedures which routinize political behavior into accepted forms) that function – in various degrees – to funnel demands.  They include neighborhood groups, interest groups, and political parties.
In advanced countries these are well established and defined both on paper (law and other documentations) and in people’s minds.  But if a polity does not enjoy having or, if having, not having sufficiently established institutions, this funneling process does not occur sufficiently.  And the one thing any economic development causes is rising expectations.  If these are unrequited, a basic precondition for instability has been set.[2]
Political order or stability can be viewed as a continuum.  That is, a reality of degrees in which where the ratio of institutionalization to participation is high, that system creates a civic polity; but a ratio relationship which is low, creates a praetorian polity, a polity seeking an advanced status, but not having achieved it.
To quote Huntington:  “Political stability … depends upon the ratio of institutionalization to participation.  As political participation increases, the complexity, autonomy, adaptability, and coherence of the society’s political institutions must also increase if political stability is to be maintained.” 
Those falling short, one can describe as praetorian societies and in danger of failure.  They are those societies in which private claims cannot be channeled peacefully (not funneled), and personal – as opposed to institutional – power becomes the basis for conflict resolution.  The question here is:  can this sort of imbalance affect advanced nations as well, not with rebellion, but with levels of instability that make normal politics more difficult to accomplish?
After the relationship between political institutions and political participation are reviewed, the book explains how certain social forces can lead a political system out of the praetorian status into the civic one.  This account (in upcoming postings) will describe the roles that military rule, reforms, and political parties have in helping to create the necessary political institutions and in controlling the effects of development.
These forces can enhance political institutions’ ability to (1) reflect power distribution while attracting and assimilating new social forces; (2) balance any advantages output agencies (bureaucracies) have over input agencies/factions (interest groups); and (3) regulate succession.  A lot of this comprises the below-the-radar governance that is important, but attracts little attention – one just tends to assume this stuff goes on on a regular basis.
But to varying degrees, these concerns can be detected, from time to time, in advanced countries.  For example, according to Michael Lewis, the transition between the Obama Administration and the Trump Administration, output agencies were seriously undermanned and, in turn, has had their advantages heavily compromised in favor of well-positioned factions.[3]  What can go wrong?



[1] Samuel P. Huntington, Political Order in Changing Societies (New Haven, CT:  Yale University Press, 1968).

[2] There is a famous overall explanation for rebellion or internal disruptions that relies on this very relationship.  It is called Davies “J” Curve.  See John T. Jost and Avital Mentovich, “J-Curve Hypothesis,” Encyclopeadia Brittanica, accessed February 11, 2019, https://www.britannica.com/topic/J-curve-hypothesis .

[3] Michael Lewis, The Fifth Risk (New York, NY:  W. W. Norton & Company, 2018).