A Crucial Element of Democracy

This is a blog by Robert Gutierrez ...
While often taken for granted, civics education plays a crucial role in a democracy like ours. This Blog is dedicated to enticing its readers into taking an active role in the formulation of the civics curriculum found in their local schools. In order to do this, the Blog is offering a newer way to look at civics education, a newer construct - liberated federalism or federation theory. Daniel Elazar defines federalism as "the mode of political organization that unites separate polities within an overarching political system by distributing power among general and constituent governments in a manner designed to protect the existence and authority of both." It depends on its citizens acting in certain ways which Elazar calls federalism's processes. Federation theory, as applied to civics curriculum, has a set of aims. They are:
*Teach a view of government as a supra federated institution of society in which collective interests of the commonwealth are protected and advanced.
*Teach the philosophical basis of government's role as guardian of the grand partnership of citizens at both levels of individuals and associations of political and social intercourse.
*Convey the need of government to engender levels of support promoting a general sense of obligation and duty toward agreed upon goals and processes aimed at advancing the common betterment.
*Establish and justify a political morality which includes a process to assess whether that morality meets the needs of changing times while holding true to federalist values.
*Emphasize the integrity of the individual both in terms of liberty and equity in which each citizen is a member of a compacted arrangement and whose role is legally, politically, and socially congruent with the spirit of the Bill of Rights.
*Find a balance between a respect for national expertise and an encouragement of local, unsophisticated participation in policy decision-making and implementation.
Your input, as to the content of this Blog, is encouraged through this Blog directly or the Blog's email address: gravitascivics@gmail.com .
NOTE: This blog has led to the publication of a book. The title of that book is TOWARD A FEDERATED NATION: IMPLEMENTING NATIONAL CIVICS STANDARDS and it is available through Amazon in both ebook and paperback versions.

Friday, April 1, 2022

PAROCHIAL’S COMPREHENSIVENESS

 

An advocate of parochial federalism continues his/her presentation[1]

So, with a review (from the last posting) of parochial federalist inspired subject matter – as a commonplace of curriculum development[2] – completed, one is ready to consider the implications such a review suggests.  In other words, what conclusions can be drawn regarding the suitability of the construct – parochial federalism – in terms of civics’ subject matter?  Using Eugene Meehan’s concerns,[3] several conclusions can be proposed.

          By way of reminding usual readers (and introducing them for those who are not), the conclusions Meehan offers are comprehension, power, precision, reliability, isomorphism, compatibility, predictability, and control.  That is, how well does a construct meet the demands of these attributes?  This blogger, in the spirit of applying this evaluative scheme to pedagogic use, adds abstraction level and motivation.  This posting will share this presentation’s judgements concerning comprehension.

          But before starting, a word on the motivation educators might have when concerned with elements of a useful construct.  Educators are helped if they have a clear sense of why they should utilize a reputable construct to guide any choice of content that they have students study.  Here, guidance from Daniel Elazar[4] is considered to provide educators with such guidance.

          He identifies three reasons to study governance and politics.  They are the striving for justice, the discovery of insights as to why politics is what it is, and to assist in the establishment and maintenance of a civil society.  Surely, if asked, any social studies educator would find little fault with these reasons, but what they implement in current civics courses falls short of actualizing these reasons.  One reason for this lack is how the field of study, to increasing levels, has abandoned parochial federalism since the late 1940s.

With that proviso, this posting turns to the first of these concerns, comprehension.  In addressing comprehension, to be totally complete, one would have to provide an untold number of issues and explain how parochial federalism leads one to gain attention and insight into each of those issues.  That would not be doable – given the countless number of issues – but the reader can get a notion of how the construct handles a sample of issues.  So, what follows are some general comments as to this construct’s comprehensiveness, vis-a-vis this sample.

          The first is that parochial federalism provides a comprehensive view of how policies are considered and formed by a polity’s citizenry which is central to the concerns of a republic.  The construct leads one to consider the factors that will affect the success of that enterprise and the values, structure, and process elements required to make them workable.  The evidence described earlier in this blog reviews those elements, but this posting will give a sense of that functionality.

From the definitions of liberty, equality, and public virtue to the structural prescription of representative government, the construct provides solutions for the basic needs associated with human dignity.  Here are the thoughts of a highly regarded historian, J. G. A. Pocock, who reflects on the advantages of republics in the manner of federalism[5] from a more traditional perspective:

 

Republics [of the late fifteenth century] existed to mobilize the intelligence and virtue of all citizens; their stability was dependent on their doing so and if they failed [sic] they became governments of a few, whose intelligence and virtue were doomed to decline by their finite and insufficient character.  A hidden oligarchy behind a republican façade must lack rationality, because it did not direct the intelligence of all to the good of all; it must lack virtue, because it subjected the good of all to the good as seen by a limited number; it must lack virtu, because it did not mobilize the ragione [reason] and constanza [constancy] of all to deal with the happenings by which it was surrounded.  It must prove insufficient in both integrity and durability … [6]

 

Expressing the ideas of Guido Cavalcanti (poet of the 1200s), Pocock captures the practicality of federalist ideals – across the political/governance analogous board – by comparing it to oligarchy and through that practicality, one can surmise how comprehensive the view must be.

          By defining, as a basic requisite, the treatment of each member in terms of equal status (as federalism does), a certain logic is placed in motion.  In the development of the United States, this principle was demonstrated, initially, by the locally exclusive, segregated arrangements or communities which were the norm and the central element of parochial federalism (hence its name).  Due to the internal logic of federalist republicanism, the nation became more and more inclusive within its communities.[7]

          For example, one can argue that the Civil War, as a reflection of the debate over slavery, was inevitable.  That is, under the federalist paradigm there were only three logical options in handling the slavery issue:  the voluntary incorporation of the African American slaves into society, the forcible emancipation of the slaves, or the emigration of slaves.  Of course, the option to forcibly free the slaves was chosen.

          By extension, the civil rights movement can also be seen as a natural, albeit too slow, development.  With the same logic, the inclusion of all groups is seen as eventually coming about.  With the resulting, growing interest derived from participation and its accompanying rewards of the polity’s accomplishments, all groups have a vested interest in the continuance of the federalist republic. 

The level of inclusion might be thwarted by the aims of those within separate groups, particularly ethnic groups, but not from the evolution of the federalist values.  There is currently a radical response to the general assimilation view described above and that also falls comfortably within the concerns of parochial federalism. 

Writers of the multiculturalist approach argue that a view that all ethnic and gender designated people are desirous of melting their perspectives into the dominant view of the Anglo-Saxon base majority is false.  As parochial federalism’s concern for individual dignity is considered, this concern also falls under the purview of this construct.  They, the multiculturalists, further argue that diversity should not be stymied by such movement toward universality.[8]

          An advocate of parochial federalism would first recognize the legitimacy of this concern but respond that the ends of republican government are such that a certain level of agreement on the basic tenets of citizen interaction, equality, liberty, and public virtue are prerequisites for the survival of any republic and any moves away from those values are proving to be detrimental to the health of the nation’s republic.[9]

          With equality as one of its key instrumental values, the parochial federalist construct can explain the workings of a republic in relation to realistic demands emanating from dynamic growth and profound changes the nation experienced by being anchored to a universal, human need:  all men and women seek human dignity. 

The exact operational definition of dignity varies among cultures and social settings, but its constant attribute is the desire to feel important and meaningful.  Within the Western tradition, democratic institutions have evolved as an expression of that desire.  And since parochial federalism places such importance on it, one can further appreciate how this bolsters its comprehensiveness.

          The primary dependent variable is the workings and successes of republican government in which the person can be treated as an equal and viable member of the community in which he or she finds him/herself.  This gathers in a multitude of issues that are not limited to social concerns but transpires into political and economic concerns as well.  Parochial federalism identifies those principles that lead to the successful maintenance of a republican government.

But in a diverse social environment, one tests the basic values of federalism and questions how faithful the republic is to its basic principles.  Advocates of this construct can claim that to the degree the nation has betrayed its republican principles (a heighten and growing fear since World War II), it has had to suffer the anti-social, nihilistic, crime ridden realities and a lack of economic competitiveness (as argued earlier in this blog).  And social media has intensified this trend.

Given that the republic remained strong – apart from the Civil War – leads to the judgement that the federalist union of the US through World War II thrived under the dominance of parochial federalism.  Yes, the years leading to the Civil War were challenging in maintaining federal values.  One can also cite the 1960s and the current polarized politics as challenging, but these last two examples have not occurred with a nation under the dominant influence of parochial federalism – the natural rights view prevailed or currently prevails in those cases.

These are the type of questions and points of interest that the utilization of parochial federalism leads both political scientists and civics teachers to explore.  As pointed out above, to completely address comprehensiveness, one would have to visit each major issue that contemporary America is facing.  That would be impractical, but with the above representative issues, this blogger believes, they give the reader a good sense of this construct’s comprehensiveness. 



[1] This presentation begins with the posting, “A Parochial Subject Matter” (March 11, 2022).

[2] William H. Schubert, Curriculum:  Perspective, Paradigm, and Possibility (New York, NY:  MacMillan Publishing Company, 1986).  The commonplaces according to Joseph Schwab are subject matter, teacher, student, and milieu.

[3] Eugene J. Meehan, Explanation in Social Science:  A System Paradigm (Homewood, IL:  The Dorsey Press, 1968).

[4] Daniel J. Elazar, Exploring Federalism (Tuscaloosa, AL:  The University of Alabama Press, 1987).

[5] Pocock does not use the term, federalism, but his descriptions – as illustrated in the quote provided – demonstrates.

[6] J. G. A. Pocock, The Machiavellian Moment:  Florentine Political Thought and the Atlantic Republican Tradition (Princeton, NJ:  Princeton University Press, 1975), 93 (emphasis in the original).

[7] Michael Lind, The Next American Nation:  The New Nationalism and the Fourth American Revolution (New York, NY:  The Free Press, 1995).

[8] Rod A. Janzen, “The Social Studies Conceptual Dilemma:  Six Contemporary Approaches,” The Social Studies (May/June 1995), 134-140.

[9] Gordon S. Wood, The Creation of the American Republic 1776-1787 (New York, NY: W. W. Norton and Company, 1998/1969) AND in Robert Gutierrez, From Immaturity to Polarized Politics:  Obstacles in Achieving a Federated Nation (Tallahassee, FL:  Gravitas Civics Books, 2022), reviews the debate between the prudence and/or justice of multiculturalism and centered pluralism.  There, the author grants the legitimacy of immigrant groups holding onto their traditional ways and customs short of ascribing to American legal and constitutional ideas, ideals, and principles.  That review relies on the argument offered by Arthur M. Schlesinger, Jr.  See Arthur M. Schlesinger, Jr., The Disuniting of America:  Reflections on a Multicultural Society (New York, NY:  W. W. Norton and Company, 1992).

 

Tuesday, March 29, 2022

EQUALITY’S RELIANCE ON PUBLIC VIRTUE

 

An advocate of parochial federalism continues his/her presentation[1]

In the opinion of an advocate for parochial federalism, concerns over equality among the general population usually take on a charitable quality as people consider it.  “Let’s help the underprivileged,” it’s what God or some humanitarian disposition calls for one to do.  While there is nothing wrong with such a view, it shortchanges the essential function such behavior serves in maintaining a polity, especially a republic.  This posting continues this blog’s review of equality and the related moral demeanor one associates with it.

The commonwealth’s interest is to create the conditions that approach that ideal by maintaining a level of equal neutrality between itself and its members.  That is, each member is equal before the eyes of the commonwealth.  Each is entitled to survive and have the opportunity to advance – usually, but not exclusively, measured by financial standing.  Yet, republicanism, when parochial federalism enjoyed dominance among the American public, did not believe in governmental activity to distribute wealth to benefit the poor.

The debate during the early part of the nation’s history was not whether government action should help the poor (a function of private charity), but whether any governmental action should help the rich.  The ideal was for the government to create the conditions of equal opportunity, not equal results or to be an agency to advance the interests of those who had a lot.  Therefore, some critically saw just about all government action as helping to concentrate wealth in the hands of the few, while others saw it as a mechanism to help create more opportunity.[2]

Upon such an equalizing social/economic aim, one can base a secular morality.  Therefore, the elements influencing a resulting moral demeanor sustaining equality is the belief in a strong sense of self-reliance as well as a deep suspicion in the action of government and the motives of elites.  To a meaningful degree, a political assumption arising from such thinking is that at any given time one encounters this dialectic:  the interests of the well-off pitted against the interests of the not so well-off.

Parochial federalism sees this as the center of politics, and prudence lies in sorting who and what – with whom and with what – a society’s welfare is best served (the ultimate value of this construct).  It doesn’t necessarily call for governmental welfare programs, but it doesn’t totally dismiss them either. 

What it does call for is a serious commitment toward establishing the social/economic conditions that lead to equality while not diminishing the societal welfare in other ways.  At base, it calls for public virtue, the sincere desire to establish and maintain a moral society.  And this posting next identifies public virtue or a moral demeanor as a central element of a parochial federalist curriculum.

To trace this line of thinking back to the colonial Whigs, the ideal in their eyes was republican government.  Parochial federalism is a form of republicanism.  “To the radical Whigs, rooted in the Commonwealth period of the 17th century, the perfect government was always republican.  A republic represented not so much the formal structure of government as it did its spirit …”[3]  The spirit of republicanism can best be summed up by the term, public virtue.

In this context, the Whig tradition makes a strong reference to the republics of antiquity.  With that tradition, man is seen in terms of the classical struggle of choosing between virtue or vice, between reason or passion.  They praised most highly the character traits of temperance, restraint, fortitude, independence, and dignity.  Studying antiquity meant inquiring into the lessons of Greece and Rome, selectively, through the work of Western writers since the Renaissance, especially the translations of their own radical Whigs.

Their study was focused on the conditions that led to the decline of those great republics of the past:

 

Writing at a time when the greatest days of the Republic were crumbling or already gone, pessimistic Romans – Cicero, Sallust, Tacitus, Plutarch – contrasted the growing corruption and disorder they saw about them with an imagined earlier republican world of ordered simplicity and acadian virtue and sought continuity to explain the transformation. …

          [T]he Americans had learned “the melancholy truth” about the ancient republics “that were once great and illustrious, but are now no more” and had used their knowledge in their diagnosis of the ills of the mother country [Britain] in the 1760s and 1770s.[4]

 

In short, it was the lack of character, the internal cancer, that brought to an end the republics of the past.  A social sickness infected the populations of those great republics, a malady caused by their very successes and mirrored by the British in the late eighteenth century.

          Success meant riches and, in turn, desire for refinement and luxury, thus making the people susceptible to the temptations of a softer life and unwilling to meet the duties the maintenance of the republic demanded.  “Republics died not from invasion from without but from decay from within.”[5]

          Republics demanded the voluntary sacrifice of private interest to the common good.  That is why republics had to be relatively small states to allow familiarity and a sense of commonness among the population to promote the transcendence above that self-interest.  Smallness also allowed a manageable way to communicate the prevailing view of the common good which naturally made it easier for that perspective to grow.  At least, that was the initial theory Whigs brought into the Revolutionary phase of America’s development.

          With size came a magnitude of interests in number and in substance.  Resulting divisions were seen by Whigs as dangers to the moral wholeness of the state, an organic whole.  Federalism solved the problem of states which found it in their interest to become larger but wanting to maintain their republican character.

          That is, as the forces of common bonds loosened in larger states, baser ambitions of greed and revenge grew.  “The ideal which republicanism was beautifully designed to express was still a harmonious integration of all parts of the community.”[6]  Federalism allowed smallness within largeness as communities were allowed to develop their own character, priorities, and cultural exclusivity.[7]

          All groups were allowed to participate, but within their own communities.  This level of exclusivity was amply experienced within the first hundred years of the nation’s history and even into its second century.[8]  And this concern is still relevant today.  Larger polities were achieved by communities banding together in compact-al arrangements where all communities were equal, and each was/is able to define its own local policies.

          But local communities did not have the power to defy the core values and principles of republican governance (for example, see the constitutional provision of requiring each state to have a republican form of government).  The United States, at least in terms of its governmental structural form, was and is to be federal with that construct’s non-central provision.

          In a republic, the individual must be convinced that he/she must subsume his/her private wants and desires to the extent they counter the welfare of the whole community.  The public good is the good of all individuals collected, but with the provisions of equality and ultimately liberty (insofar as there is no despotism) respected.  Surely, these qualifications are enhanced by a general communal disposition.  In sum, this is the essence of public virtue.

          A study of government that is meant to promote such public virtue is teleological – i.e., considered from the perspective of its purpose.  It is not neutral but recognizes the responsibility of any rationally committed generation to promote and socialize its youth to its core values including the values of liberty and equality.

          Overall, with this account of public virtue, this blog has reviewed the elements of the subject matter, the first of the commonplaces of curriculum development.  The next posting will begin reviewing what the implication of this analysis has for a curricular developer of civics instruction.  It certainly looks to a curriculum that was in place prior to the late 1940s and should, with perhaps some minor adjustments, be reinstituted again.



[1] This presentation begins with the posting, “A Parochial Subject Matter” (March 11, 2022).

[2] Michael J. Sandel, Democracy's Discontent: America in Search of a Public Philosophy (Cambridge, MA: The Belknap Press of Harvard University Press, 1996).  One can judge the establishment of public education under this latter rationale.

[3] Gordon S. Wood, Creation of the American Republic 1776-1787 (Chapel Hill, NC: University of North Carolina Press, 1969/1968), 49.

[4] Ibid., 51-52.

[5] Ibid., 53.

[6] Ibid., 60.

[7] With this cultural/political background, one can appreciate the growth of “home rule” among American states that saw increased respect for local initiatives.  Implementing what is known as the Dillon Rule, while not abandoning state sovereignty over statewide affairs, it encourages incorporating home rule provisions into state constitutions and enacted laws.  See Travis Moore, “Dillon Rule and Home Rule:  Principles of Local Governance” (February 2020), accessed March 29, 2022, https://nebraskalegislature.gov/pdf/reports/research/snapshot_localgov_2020.pdf .

[8] Michael Lind, The Next American Nation:  The New Nationalism and the Fourth American Revolution (New York, NY:  The Free Press, 1995).