A Crucial Element of Democracy

This is a blog by Robert Gutierrez ...
While often taken for granted, civics education plays a crucial role in a democracy like ours. This Blog is dedicated to enticing its readers into taking an active role in the formulation of the civics curriculum found in their local schools. In order to do this, the Blog is offering a newer way to look at civics education, a newer construct - liberated federalism or federation theory. Daniel Elazar defines federalism as "the mode of political organization that unites separate polities within an overarching political system by distributing power among general and constituent governments in a manner designed to protect the existence and authority of both." It depends on its citizens acting in certain ways which Elazar calls federalism's processes. Federation theory, as applied to civics curriculum, has a set of aims. They are:
*Teach a view of government as a supra federated institution of society in which collective interests of the commonwealth are protected and advanced.
*Teach the philosophical basis of government's role as guardian of the grand partnership of citizens at both levels of individuals and associations of political and social intercourse.
*Convey the need of government to engender levels of support promoting a general sense of obligation and duty toward agreed upon goals and processes aimed at advancing the common betterment.
*Establish and justify a political morality which includes a process to assess whether that morality meets the needs of changing times while holding true to federalist values.
*Emphasize the integrity of the individual both in terms of liberty and equity in which each citizen is a member of a compacted arrangement and whose role is legally, politically, and socially congruent with the spirit of the Bill of Rights.
*Find a balance between a respect for national expertise and an encouragement of local, unsophisticated participation in policy decision-making and implementation.
Your input, as to the content of this Blog, is encouraged through this Blog directly or the Blog's email address: gravitascivics@gmail.com .
NOTE: This blog has led to the publication of a book. The title of that book is TOWARD A FEDERATED NATION: IMPLEMENTING NATIONAL CIVICS STANDARDS and it is available through Amazon in both ebook and paperback versions.

Friday, February 17, 2023

CRITIQUE OF THE NATURAL RIGHTS VIEW, IV

 

The last couple of postings looked at and critiqued the way the natural rights’ preferred approach to the study of governance and politics is done.  The postings explained how the construct constrained the way decision-making in governing and politicking is analyzed by limiting its focus to transactional factors.  By doing so, resulting studies are steered away from normative concerns. 

In turn, this gives, overall, a certain market orientation to such studies that takes on a cynicism of republican governance.  While the last posting describes this cynicism, one can look at its causes a bit more closely.  Given the construct’s emphasis on individualism, a contradictory pair of sub views emerges. 

One promotes a near zealotry of individual rights[1] and yet the other a near mechanistic view of decision making in which individuals simply go through weighing the values of anticipated rewards and costs.  Earlier in this blog, this was described as deterministic in that these episodes might be seen as robotic responses to decision making challenges. 

          Recall that the perspective “sanctifies” the right of individuals to pursue their own goals and values in the political and social arenas and then adopts this fairly deterministic view of how those choices are exercised.  The adoption of behaviorist strategies in organizations and in marketing deems human choices highly susceptible to the use of rewards and occasional punishments to solicit desired responses. 

The contradiction reminds one of an entrepreneurial defense of consumer rights of choice in the marketplace while the use of market research techniques not only discern consumer preferences, but also discern methods of manipulating consumer behavior.  The use of behavioristic and other psychological techniques can be readily cited.

For example, Neil Postman writes, “By the turn of the century [from nineteenth to the twentieth], advertisers no longer assumed rationality on the part of their potential customers.  Advertising became one part depth psychology, one part aesthetic theory.  Reason had to move to other arenas.”[2]  In similar fashion, advocates of the natural rights perspective seem to shift easily from their staunch support for individual rights to analyzing the exercise of those rights as if they were mechanistic operations.

It does this without any explanation as to the seeming inconsistency.  As close as they come is to mention that they are not crude behaviorists because they acknowledge that what are making these decisions are “organisms” and that they are affected by many factors such as cultural ones.[3]  And yet another concern along these lines is how the systems approach treats aspects of its analyses as separate components which can be manipulated, albeit with care.

Human problems in decision making are often seen as situations that either are missing certain components, that a component needs upgrading, or a component needs to be shifted.  Consequently, solutions are aimed not at fundamental causes, but as symptoms which are addressed by these types of component manipulations.  Again, this type of approach to decision making lends itself to marginal analysis. 

The problem is that true solutions, because of this incomplete approach, oftentimes elude practitioners.  In addition, marginal analysis and manipulation encourage a “cold” emotional perspective.  Problems are seen as technical concerns, not personal ones.  Consequently, when dealing with others, negotiations and compromises can include, more readily, any aspect of the problem area without fully appreciating emotional qualities of those concerns or elements.

This whole approach, therefore, runs the real danger of compromising any aspect, even those judged to be highly moral ones.  If those moral concerns include commitments in which communal bonds are anchored, then mistrust and cynicism become highly likely.  Recent labor negotiations and resulting consequential decisions – e.g., downsizing in previous decades come to mind[4] – are exemplary of these decisions.  To add to this, long term consequences seem to be either downgraded or ignored completely.

And this leads one to consider the quality of the grouping or collective one is considering with a given concern.  The natural rights view, with its emphasis on individuals, tends to steer one’s attention only to individuals.  Yet, and this is commonsensical, it is group decisions that have the most effect on any area of concern that has impact on people.  The next posting will take up this concern for groups (in whichever ways they are organized), but before ending this posting, here is a quick mention of another concern with the natural rights view.

In an expanded version of political systems, one that encompasses the concerns over requisite functions offered by Gabriel Almond and G. Bingham Powell, there is nothing inherently definitive about the functions identified in the Almond and Powell’s model.[5]  William Flanigan and Edwin Fogelman[6] point out that there is nothing sacred with that list of functions – those that political systems need to satisfy so as to maintain a healthy state of being or to even survive – that Almond and Powell point out.  There are other theorists, both the fields of sociology and political science, who have different lists garnering respect and interest in those disciplines.[7]

          The Almond and Powell model was chosen in this account because of how smoothly one can utilize it in terms of David Easton’s political systems model.[8]  This is not a fundamental criticism – one can study governance and politics, especially in the US, with the Almond and Powell model – but this is a point of contention that should be mentioned in regard to the construct’s reliability or for its isomorphic quality. 



[1] For a recent published concern over a singular priority of individual rights regarding more communal concerns of obligations and duties, see Richard Haass, The Bill of Obligations:  The Ten Habits of Good Citizens (New York, NY:  Penguin Press, 2023).

[2] Neil Postman, Amusing Ourselves to Death: Public Discourse in the Age of Show Business  (New York, NY:  Penguin Books, 1986), 60.

[3] David Easton, “The Current Meanings of ‘Behavioralism,’” in Contemporary Political Analysis, edited by James Clyde Charlesworth (New York, NY:  The Free Press, 1967), 11-31.

[4] A SHRM online posting reports the following:  Downsizing can take a toll on workforce morale; employees may feel betrayed. Long-term consequences of altering the work environment include increased voluntary turnover and decreased innovation.” “Managing Employee in a Downing Environment,” Society for Human Resource Management (n.d.), accessed February 15, 2023, https://www.shrm.org/resourcesandtools/tools-and-samples/toolkits/pages/managinginadownsizedenvironment.aspx#:~:text=Downsizing%20can%20take%20a%20toll,voluntary%20turnover%20and%20decreased%20innovation.

[5] Gabriel Almond and G. Bingham Powell, Jr., Comparative Politics: A Developmental Approach (Boston: Little, Brown. 1966). 

[6] William Flanigan and Edwin Fogelman, “Functional Analysis,” in Contemporary Political Analysis, edited by James Clyde Charlesworth (New York, NY:  The Free Press, 1967), 72-85.

[7] The list of functions Almond and Powell include are rulemaking, rule-application, rule-adjudication (these first three align themselves perfectly with the three branches of government), interest articulation (the main work of organized interest groups), and interest aggregation (the main work of political parties).  Together, these last two functions can be considered the input functions of the political system.  During the time that Almond and Powell’s work took hold, the social sciences, led by sociology, were highlighting functions.  Historically, that emphasis was the product of a tradition begun in the late 1800s.  See the works of Emile Durkheim, Herbert Spencer, Robert Merton and especially, Talcott Parsons.  While not all theorists agree on the same list of functions, overall, such theorizing expressed the fundamental concern regarding the stability of social arrangements, including governments.

[8] David Easton, The Political System (New York, NY:  Alfred A. Knopf, 1953) AND David Easton, A System Analysis of Political Life (New York, NY:  John Wiley and Sons, Inc., 1965).

Tuesday, February 14, 2023

CRITIQUE OF THE NATURAL RIGHTS VIEW, III

 

The last posting touched on the cleanliness of political systems thinking – its theorizing – in which researchers tend to bank on the rational assumption.  That is, by focusing on decision-making, the natural rights perspective can be boiled down at various levels to individuals calculating marginal cost and marginal benefits and choosing which option promises to render the highest profit or the least loss. 

While this is a powerful notion and often is sufficient in understanding human behavior, it undermines what all goes on among people when confronted with opportunities or dilemmas.  Philip Selznick picks up on this theme and argues that modern thinking about this aspect of life has become more systems oriented.  He writes that the ensuing rationality has an effect on how people measure each other  and their expectations:

 

[In traditional society,] The rationality of the lifeworld is oriented toward mutual understanding … not success.  Human interaction becomes more rational as people come to know each other’s premises; as they properly interpret meanings and motivations; as they use the resources of a shared language for criticism, dialogue, and agreement.  The rationality that looks to success or goal-seeking [in modern societies] employs other resources and a different logic.  Instead of relying on human communication and natural language, which are inherently disorderly, fuzzy, and connotative, rationality is sought in artificial languages.  These include the abstraction of money and obedience.  In engineered and programmed systems, the process of Verstandigung, of working toward mutual understanding and rational consensus, are [sic] swept out as unwelcome distractions.[1]

                                                   

          The problem is that certain benefits and rewards, or the standards that establish conditions as benefits and rewards, are beyond measure and money.  What parent would sell his or her child into slavery?  What amount of money would one need to give up a way of life, a religious belief, or worship?  For many, there is no amount.  And when political behavior is based on these kinds of considerations, a political systems approach fails to account for or understand the ensuing behavior.

          By way of example, a look at political decision-making by politicians can be instructive.  Game theory analysts use the analytical tool – the prisoner’s dilemma[2] – to explain how a representative in Congress would “irrationally” address a problem such as the national debt.

            Given that a representative might go to Washington with the intent to work toward eliminating expenditures on wasteful programs, that politician soon faces a dilemma.  If the representative votes for eliminating all waste, he/she manages to antagonize those interests in the home district that would benefit from the expenditures locally. 

To win the campaign to eliminate the national debt, this congressperson must convince the majority in Congress to follow his/her example.  Whether the representative is successful in this latter effort, the lawmaker will not be reelected because it is those interests, the ones that were put off by fighting the problem, that make the financial contributions that lead to successful election campaigns.  In addition to not supporting the waste elimination congressperson, the interests will act aggressively to replace this crusader. 

As for the rest of the population, their benefits are too diffused to overcome the costs of supporting the good legislator by either making campaign contributions, working for the campaign, or even, for too many, voting.  So, the championing legislator can look forward to one term, and since all congresspeople face the same conditions, it will be very likely a majority of the Congress will respond with no action on this issue.

          If, on the other hand, the congressperson votes for locally favored expenditures of federal dollars that add to the national debt and might be wasteful, the would-be crusader is likely to win the local affected interest’s active support.  If the majority of the House votes to eliminate waste, the somewhat hypocritical representative can feel the satisfaction of seeing the original desired result take place.  If the majority does not, a much more likely result, at least the featured legislator can get reelected and return to fight another day.

          Of course, if one adds to the mix the practice of log rolling, in which one representative votes for other district spending in exchange for spending in that representative’s district, the likelihood of ever eliminating waste in government spending seems systematically impossible.  Marginal thinking, in other words, can lead to conditions generally not desired by the majority of a republic.[3]

          Need one hold such a cynical view of republican governance?  Only if the system or the polity cannot engender, on the part of the citizenry, other goals and values than those based on financial or, as Selznick points out, command motives.  If other values and goals, perhaps those that emanate from communal bonds, are encouraged and promoted, could these be strong enough to make the support of this or any conscientious legislator rational?

          Such goals and values might verge on formulating and socializing a social morality.  This critique postulates that such goals and values can be developed and maintained.  Without such a possibility, which is outside the realm of concern of the natural rights perspective, one is left with the cynical conclusion that a republic cannot have the discipline to develop policy that entails sacrifice, even when the majority favors such efforts.

          Of course, a review of successful legislative ideas and ideals might demonstrate to readers that this lack of fortitude describes the system more accurately than one that entertains the possibility of conscientious politicians.  Yet the history of the nation does include a series of beneficial legislation.  While nirvana has not been reached, how many readers are willing to move elsewhere or give up on the system?  After all, this blogger has heard that he should not ask what America can do for him, but what he can do for America.



[1] Philip Selznick, The Moral Commonwealth:  Social Theory and the Promise of Community (Berkeley, CA:  University of California Press, 1992), 255.

[2]The prisoner’s dilemma presents a situation in which two parties, separated and unable to communicate, must choose between cooperating with the other or not. The highest reward for each party occurs when both parties choose to co-operate.”  See “What Is the Prisoner’s Dilemma and How Does It Work?,” Investopedia (August 4, 2022), accessed February 12, 2023), https://www.investopedia.com/terms/p/prisoners-dilemma.asp#:~:text=Understanding%20the%20Prisoner's%20Dilemma&text=The%20prisoner's%20dilemma%20presents%20a,parties%20choose%20to%20co%2Doperate.

[3] “Special Interest Politics,” OER Services/OS Microeconomics 2e (n.d.), accessed February 11, 2023, https://courses.lumenlearning.com/suny-microeconomics2/chapter/special-interest-politics/ AND Paul Heyne, The Economic Way of Thinking (Upper Saddle River, NJ:  Prentice Hall, 1997/ with Peter J. Boettke & David L. Prychitko – Tenth Edition – 2002).