A Crucial Element of Democracy

This is a blog by Robert Gutierrez ...
While often taken for granted, civics education plays a crucial role in a democracy like ours. This Blog is dedicated to enticing its readers into taking an active role in the formulation of the civics curriculum found in their local schools. In order to do this, the Blog is offering a newer way to look at civics education, a newer construct - liberated federalism or federation theory. Daniel Elazar defines federalism as "the mode of political organization that unites separate polities within an overarching political system by distributing power among general and constituent governments in a manner designed to protect the existence and authority of both." It depends on its citizens acting in certain ways which Elazar calls federalism's processes. Federation theory, as applied to civics curriculum, has a set of aims. They are:
*Teach a view of government as a supra federated institution of society in which collective interests of the commonwealth are protected and advanced.
*Teach the philosophical basis of government's role as guardian of the grand partnership of citizens at both levels of individuals and associations of political and social intercourse.
*Convey the need of government to engender levels of support promoting a general sense of obligation and duty toward agreed upon goals and processes aimed at advancing the common betterment.
*Establish and justify a political morality which includes a process to assess whether that morality meets the needs of changing times while holding true to federalist values.
*Emphasize the integrity of the individual both in terms of liberty and equity in which each citizen is a member of a compacted arrangement and whose role is legally, politically, and socially congruent with the spirit of the Bill of Rights.
*Find a balance between a respect for national expertise and an encouragement of local, unsophisticated participation in policy decision-making and implementation.
Your input, as to the content of this Blog, is encouraged through this Blog directly or the Blog's email address: gravitascivics@gmail.com .
NOTE: This blog has led to the publication of a book. The title of that book is TOWARD A FEDERATED NATION: IMPLEMENTING NATIONAL CIVICS STANDARDS and it is available through Amazon in both ebook and paperback versions.

Friday, June 30, 2023

JUDGING LIBERATED FEDERALISM, VII

 

Currently, this blog is describing and explaining its favored view of governance and politics – a view this blog suggests should guide the nation’s efforts in civics education.  It is a mental construct this blogger calls liberated federalism.  To date, the blog has reviewed a couple of its elements, that being covenant or compact[1] and equality.  Readers are invited to visit previous postings to see what has been described. 

The next element is communal democracy.  As with the other related postings, those dedicated to this construct, this account of communal democracy will rely heavily on the ideas of Philip Selznick.[2]  It includes the idea of the “consent of the governed” which is derived from the principle of rule by the governed.  This association was made early by the nation’s republican leaning founders. 

What the liberated federalist perspective stresses is that the rule and consent must be viewed as that emanating from a functioning community, instead of from an aggregate of individuals (as assumed in the natural rights perspective described earlier in this blog).  This other view – this shift – to a communal democracy entails four principles:  “the protection and integration of minorities, the moral primacy of the community over the state, the responsibility of government for communal well-being, and the social basis of political participation.”[3] 

And in that vein, in terms of the protection and integration of minorities, the decision-making process in a communal democracy respects the foundational notion that the process is a reflection of “the people as a whole.”  This notion stands in counter distinction to unrestrained majority rule, in which the majority has the right to do whatever it desires.[4] 

The more communal position identifies that there are individual rights, and that the system must guarantee the integrity of each person’s fundamental needs and interests.  Therefore, the majority is limited in its ability to legally acquire what it wants.  Hence, the idea that rights protecting individuals that is found in the Bill of Rights has its origins with this view of limited democracy or a communal democracy.

          In addition, the communal position is one of inclusion in terms of fundamental law, the formulating of constitutional provisions, and in the United States, overriding a presidential veto, for which a consensus must be expressed through representative bodies.  Those incidences of consensus demand the agreement of diverse groups by insisting on 60 percent, two-thirds or three-quarter majorities. 

In addition, there is no permanent majority.  Minorities in one issue can become part of a new majority in another issue.  And upon losing on some issue, minorities can exercise their rights to associate and rights of speech to convince others to join them to form a new majority.  Of course, such an environment invigorates a polity and promotes engagement and activity – hopefully for the better.

The covenantal or compact-al, federalist view is that majority rule is a form of representation, while sovereignty is best held by a people-in-community.  That is, the community, through the institution of majority rule as expressed in representative forms and limited as indicated above, will follow in the direction of the will of the people.  A majority, no matter how large, that is cohesive enough to bar the minority from meaningfully participating, acts to serve as a threat to communal democracy and as such, represents an impoverished form of the democratic ideal.

The second aspect of a communal democracy is the position of the moral primacy of the community over the state.  This tends to be downplayed by civics instruction under the reign of natural rights thinking.  Even though many descriptions of the social contract concept are often misrepresented in current secondary school materials, federalists prefer the term social compact, and a more communal view should be emphasized.  That would portray the continual character of such agreements beyond immediate conditions and render any transactional character as being case-specific, i.e., being attributes of a specific political contest. 

For example, in using a popular textbook – as a teacher is apt to do – it is likely to employ Thomas Hobbes’ description of the state of nature to represent all the views of that concept, including that of John Locke.  The state, according to Lockean theory, originates from preexisting communities, not from autonomous and endangered individuals.  By adopting Hobbesian language, it minimizes the essential role communities play in the formulation of societal origins.

“Whatever may be said of other aspects of his thoughts, this Lockean premise [the protection of fundamental rights of life, liberty, and property] does not entail a radical individualism”[5] as Hobbes’ account tends to do.  Instead, it is based on a view of a person entangled or enmeshed in a social context with relationships of family, friends, and commitments. 

The creation of law in generating a regime helps to perfect (and protect) the community; it does not create it.  The community already has its foundation to be moral through its kinships and resulting traditions that bolster its cohesion.  Morality is allowed to transcend the public and the private spheres of the community.  It also provides the way for the community to be “civilized.”

What results is a give and take between the rights and the moral claims of the community.  There are times when the moral claims preempt private rights, as in the time of war in which involuntary conscription is necessary and permitted.  In more ordinary times, compulsory education falls under this condition. 

On the other hand, there are rights that can be protected only with narrowly constructed laws; for example, laws that regulate the search and seizure of private property in the search for criminal evidence.  This balancing between rights and the prerogatives of government demands interpretation:

 

… the identification of fundamental rights is an aspect of constitution-making; and constitutions, whether tacitly accepted or explicitly adopted, must be interpreted.  Interpretation brings to bear prudential judgment, which requires appreciation for the diverse interests and values at stake in the life of a community.  Constitutional or common-law rights to life, liberty, and justice are authoritative premises for decision; they demand vindication; but their reach is not predetermined.  There is room for enlargement of rights as well as for their limitations.[6]

 

A communal democracy is also concerned with the responsibility of government in maintaining the democracy’s well-being.  All but anarchists believe government has the responsibility for providing services for the betterment of society, even if that expectation is limited to concerns dealing with the maintenance of the society in question.  The argument is not whether the government should provide services, but to what extent.

Historically, there is a tendency for empowered democracy to create a social democracy in which the expectation for governmental services rises significantly.  A social democracy is not synonymous with a communal democracy.  Experience has offered or demonstrated a number of cases where social democracies pursue policies that are extremely individualistic, as even some welfare programs have been, and, in turn, undermine the health of the community. 

For example, Selznick points out that in the United States, a centralized welfare state has diminished the viability of local welfare resources and has debased a sense of moral obligation in meeting the challenges of the impoverished.  Instead of vibrant efforts to deal with these problems, bureaucratic responses have deadened any spirit of liberation among the general populace.

This theme will be continued in the next posting by addressing how communal responses can address these challenges and maintain a vibrant sense for a communal democracy.



[1] Covenants and compacts are sacred agreements.  Compact is the broader classification of which covenant is a subtype.  While compacts are sacred in the minds of those participating, covenants, in addition, call on God to witness the agreement.  The Declaration of Independence is a covenant while the US Constitution is a compact.  Of interest, the term, federal, is derived from the Latin word for covenant, that being foedus.

[2] Philip Selznick, The Moral Commonwealth:  Social Theory and the Promise of Community (Berkeley, CA:  University of California Press, 1992).

[3] Ibid., 503.

[4] For a cautionary argument lodged against unincumbered majority rule for the founding generation, see John Adams, “The Revolutionary as Conservative,” in Great American Thinkers Volume I:  Creating America from Settlement to Mass Democracy, edited by Bernard E. Brown (New York, NY:  Avon Books, 1983), 156-207.

[5] Selznick, The Moral Commonwealth., 507, emphasis in the original.

[6] Ibid., 510.

Tuesday, June 27, 2023

JUDGING LIBERATED FEDERALISM, VI

 

In sharing the various elements of liberated federalism, the proposed view by which to develop a civics curriculum, this blog is offering equality as a central concern.  In the last posting, using the ideas of Philip Selznick,[1] it described and explained the implications of what Selznick calls baseline equality.  This posting will now review his other form of equality, equal treatment.

          This next aspect, equal treatment, as with the case of baseline equality, is based on the belief in the dignity and integrity of each member of a union.  Such a belief leads to the aspiration for creating a commonwealth in which all its members can enjoy equal treatment or condition.[2] 

As baseline equality was a fundamental right, equal treatment is a derivative right and is based on an equal evaluation of everyone’s welfare.  In pursuing this right, to the extent it exists, dissimilar treatment for people in different categories can be considered and deemed rightful under what is judged to be the appropriate conditions. 

Dissimilar treatment must be justified on some grounds in which circumstances show that a level of disrespect to the dignity and welfare of certain groups exists.  “The objective is fairness based on moral equality, not consistency for its own sake.”[3]  In other words, government should treat people differently if to do so would be to respect and advance the ideal that everyone has intrinsic worth.  This can meaningfully give substance to a moral equality standard, i.e., to afford treatment to individuals as equals but realistic as to their situations.

This dissimilar treatment is not meant to down-level people, but to raise them to create a community in which all are ideally – and to a great extent actually – well-born.  So, therefore, a study of government should include inquiry and debate over the connection between the social equality that exists in fact and the equality which is advocated by this element of the liberated federalist model.  In addition, inquiry should be extended to ask what this element of moral equality would prohibit or set limits on public or private sector policy within a commonwealth.

This blogger in other venues has made a distinction among how advocates of natural rights, critical theory, and liberated federalism define equality.  Natural rights view sees it as being the establishment of equal conditions, as in equality before the law.  This blog identifies that condition as an attribute of baseline equality. 

Critical theory defines it as equal results – that there should be minimal variance in the distribution of assets – such as wealth.  And liberated federalism sees equality as regulated equality in which government and other authorities see to it that where factors, such as historical ones, place disadvantages in the path of certain groups, authoritative regulations should be put in place to alleviate or rectify the resulting disadvantages.[4]  A minimum wage would be such a regulation.

A commonwealth is then faced with a double-edged sword.  On the one hand, the inevitable ranking of individuals leads to an uneven distribution of material values.  Such a reality, though, threatens the level of moral equality in the commonwealth.  But this sort of ranking is not only pervasive among societies of all kinds but is readily justified within those societies.  Calls to end uneven distributions are unrealistic and attempts will (and have) caused unacceptable costs to other values.

For example, would attempts to even out distributions act to squelch the motivation of those who would otherwise work creatively and assiduously to advance technological and other business-oriented activities which result in higher production and productivity?  The experience of collectivist societies, such as in purely socialistic societies where such attempts have been made, seems to indicate that such motivation would be squelched.

The key to resolving the dichotomy of values is the classical liberal call for equal opportunity.  Selznick describes these values as follows:

 

No one should be hampered, no door should be closed to anyone, because of a prejudice against that person’s social origin.  Whatever opportunities exist should be open to all without regard to social class or (as later extended) to race, creed, ethnicity, or gender.  Thus equality of opportunity has the limited objective of overcoming prejudice while maintaining the legitimacy of differential rewards.[5]

 

In short, the focus is on ending any caste elements within the commonwealth.[6]  Affirmative action, under such a value, is limited to the following activities: 

 

·       identifying and providing appropriate training to those victimized by discrimination,

·       helping members of a discriminated group, or to demand evidence that public or private agencies have dealt with discriminated groups in good faith, and

·       exert meaningful effort to rectify past incidences of discrimination by actual accomplishments.

 

Helping efforts might be extended to those who have not even been discriminated against, in order to upgrade the group as a whole.  In addition, public agencies, such as schools, should provide resources to poorer members of the commonwealth to encourage recipients to compete economically for limited material values.  At its base, the commonwealth would rely on a meritocratic standard that allows those who produce or have good fortune to benefit from their effort or luck, but it dismisses as illegitimate the ideal that holds that “winners” are inherently superior.

          Inequalities in such a value system are tolerated on the grounds that to eliminate them would be costly, impractical, and too disruptive and counterproductive to the general creation of wealth of material and other assets.  This would ultimately work to the disinterests of all, including the disadvantaged and the discriminated.  Therefore, the moral equality that is sought is based on a reciprocal advantage, not on sympathy, pity, or benevolence.

          Under such a system, all should support an arrangement as if anyone making up the commonwealth could be at the bottom – “there but for the grace of God go I.”  This reciprocal nature calls on a meaningful reality that (1) allows an opportunity to improve one’s position significantly, and (2) sets up a cooperative mode of social interaction.

          It allows for rational decision-making, maximizing one’s benefits and minimizing one’s costs, but is more encompassing than the marginal analysis of the systems approach (reviewed earlier in this blog).  It considers the potential and often real distribution of assets.  Where significant imbalances exist – when basic humanity is threatened for an individual or group – leading to a lack of respect and dignity where anyone or anyone’s loved ones can find themselves in desperate and deprived conditions, appropriate welfare should be allotted.

          The reciprocal nature of this proposed arrangement has strong support within its logic for a fraternal ethos upon which community can be built and a meaningful commonwealth can be maintained.  But there exists under this logic the temptation to see all inequalities as counter to moral equality.  One needs to be clear about the functions of inequality.  Selznick comments:

 

Historically there have been four main justifications for inequalities as contributing to the common good.  It has been claimed that inequalities are essential for:  (1) effective organization for prosperity, education, public safety, and similar social goals; (2) achievement of excellence and high standards, especially in the realm of “high culture”; (3) protection of freedom, including the freedom to become unequal in possessions and personal attainment; and (4) commitment to ascriptive unities, especially family membership, which depend on recognition of special benefits and privileges.  None of these objectives can justify unlimited or unrestrained inequality.[7]

 

 

            The argument can be made that some level of inequality is both practical and moral, i.e., that a moral commonwealth should support an elitist element within its midst.  The elites, who are committed to democratic and republican ideals, are those the commonwealth depends upon to lead in the pursuit of a moral society under those ideals. 

Included in this ideal is the goal of establishing a community in which the elites and non-elites can live in an overall cooperative venture.  In summary, that cooperative effort is to seek equality that restrains arbitrary power, encourages democratic participation, and promotes effective economic opportunity.  These qualities serve as the bedrock of a liberated federalist guided polity and should be at the core of a civics curriculum.



[1] Philip Selznick, The Moral Commonwealth:  Social Theory and the Promise of Community (Berkeley, CA:  University of California Press, 1992).

[2] The term, “equal treatment,” as it is often used by those who ascribe to the ideas of natural rights, is limited to the notion that all should be treated in similar fashion by those in governmental authority.  Here, Selznick expands on this ideation of what “equal” or “equality” means.

[3] Ibid., 491.

[4] See for example, Robert Gutierrez, Toward a Federated Nation:  Implementing National Civics Standards (Tallahassee, FL:  Gravitas/Civics Books, 2020).

[5] Selznick, The Moral Commonwealth, 492.

[6] Is “caste” too strong a term when considering the US?  To address that question readers are directed to Isabel Wilkerson, Caste:  The Origin of Our Discontents (New York, NY:  Random House, 2020/2023).  She makes a convincing argument that this nation has sufficient conditions to classify it as harboring a caste system.

[7] Selznick, The Moral Commonwealth, 499, emphasis in the original.