A Crucial Element of Democracy

This is a blog by Robert Gutierrez ...
While often taken for granted, civics education plays a crucial role in a democracy like ours. This Blog is dedicated to enticing its readers into taking an active role in the formulation of the civics curriculum found in their local schools. In order to do this, the Blog is offering a newer way to look at civics education, a newer construct - liberated federalism or federation theory. Daniel Elazar defines federalism as "the mode of political organization that unites separate polities within an overarching political system by distributing power among general and constituent governments in a manner designed to protect the existence and authority of both." It depends on its citizens acting in certain ways which Elazar calls federalism's processes. Federation theory, as applied to civics curriculum, has a set of aims. They are:
*Teach a view of government as a supra federated institution of society in which collective interests of the commonwealth are protected and advanced.
*Teach the philosophical basis of government's role as guardian of the grand partnership of citizens at both levels of individuals and associations of political and social intercourse.
*Convey the need of government to engender levels of support promoting a general sense of obligation and duty toward agreed upon goals and processes aimed at advancing the common betterment.
*Establish and justify a political morality which includes a process to assess whether that morality meets the needs of changing times while holding true to federalist values.
*Emphasize the integrity of the individual both in terms of liberty and equity in which each citizen is a member of a compacted arrangement and whose role is legally, politically, and socially congruent with the spirit of the Bill of Rights.
*Find a balance between a respect for national expertise and an encouragement of local, unsophisticated participation in policy decision-making and implementation.
Your input, as to the content of this Blog, is encouraged through this Blog directly or the Blog's email address: gravitascivics@gmail.com .
NOTE: This blog has led to the publication of a book. The title of that book is TOWARD A FEDERATED NATION: IMPLEMENTING NATIONAL CIVICS STANDARDS and it is available through Amazon in both ebook and paperback versions.

Friday, June 30, 2023

JUDGING LIBERATED FEDERALISM, VII

 

Currently, this blog is describing and explaining its favored view of governance and politics – a view this blog suggests should guide the nation’s efforts in civics education.  It is a mental construct this blogger calls liberated federalism.  To date, the blog has reviewed a couple of its elements, that being covenant or compact[1] and equality.  Readers are invited to visit previous postings to see what has been described. 

The next element is communal democracy.  As with the other related postings, those dedicated to this construct, this account of communal democracy will rely heavily on the ideas of Philip Selznick.[2]  It includes the idea of the “consent of the governed” which is derived from the principle of rule by the governed.  This association was made early by the nation’s republican leaning founders. 

What the liberated federalist perspective stresses is that the rule and consent must be viewed as that emanating from a functioning community, instead of from an aggregate of individuals (as assumed in the natural rights perspective described earlier in this blog).  This other view – this shift – to a communal democracy entails four principles:  “the protection and integration of minorities, the moral primacy of the community over the state, the responsibility of government for communal well-being, and the social basis of political participation.”[3] 

And in that vein, in terms of the protection and integration of minorities, the decision-making process in a communal democracy respects the foundational notion that the process is a reflection of “the people as a whole.”  This notion stands in counter distinction to unrestrained majority rule, in which the majority has the right to do whatever it desires.[4] 

The more communal position identifies that there are individual rights, and that the system must guarantee the integrity of each person’s fundamental needs and interests.  Therefore, the majority is limited in its ability to legally acquire what it wants.  Hence, the idea that rights protecting individuals that is found in the Bill of Rights has its origins with this view of limited democracy or a communal democracy.

          In addition, the communal position is one of inclusion in terms of fundamental law, the formulating of constitutional provisions, and in the United States, overriding a presidential veto, for which a consensus must be expressed through representative bodies.  Those incidences of consensus demand the agreement of diverse groups by insisting on 60 percent, two-thirds or three-quarter majorities. 

In addition, there is no permanent majority.  Minorities in one issue can become part of a new majority in another issue.  And upon losing on some issue, minorities can exercise their rights to associate and rights of speech to convince others to join them to form a new majority.  Of course, such an environment invigorates a polity and promotes engagement and activity – hopefully for the better.

The covenantal or compact-al, federalist view is that majority rule is a form of representation, while sovereignty is best held by a people-in-community.  That is, the community, through the institution of majority rule as expressed in representative forms and limited as indicated above, will follow in the direction of the will of the people.  A majority, no matter how large, that is cohesive enough to bar the minority from meaningfully participating, acts to serve as a threat to communal democracy and as such, represents an impoverished form of the democratic ideal.

The second aspect of a communal democracy is the position of the moral primacy of the community over the state.  This tends to be downplayed by civics instruction under the reign of natural rights thinking.  Even though many descriptions of the social contract concept are often misrepresented in current secondary school materials, federalists prefer the term social compact, and a more communal view should be emphasized.  That would portray the continual character of such agreements beyond immediate conditions and render any transactional character as being case-specific, i.e., being attributes of a specific political contest. 

For example, in using a popular textbook – as a teacher is apt to do – it is likely to employ Thomas Hobbes’ description of the state of nature to represent all the views of that concept, including that of John Locke.  The state, according to Lockean theory, originates from preexisting communities, not from autonomous and endangered individuals.  By adopting Hobbesian language, it minimizes the essential role communities play in the formulation of societal origins.

“Whatever may be said of other aspects of his thoughts, this Lockean premise [the protection of fundamental rights of life, liberty, and property] does not entail a radical individualism”[5] as Hobbes’ account tends to do.  Instead, it is based on a view of a person entangled or enmeshed in a social context with relationships of family, friends, and commitments. 

The creation of law in generating a regime helps to perfect (and protect) the community; it does not create it.  The community already has its foundation to be moral through its kinships and resulting traditions that bolster its cohesion.  Morality is allowed to transcend the public and the private spheres of the community.  It also provides the way for the community to be “civilized.”

What results is a give and take between the rights and the moral claims of the community.  There are times when the moral claims preempt private rights, as in the time of war in which involuntary conscription is necessary and permitted.  In more ordinary times, compulsory education falls under this condition. 

On the other hand, there are rights that can be protected only with narrowly constructed laws; for example, laws that regulate the search and seizure of private property in the search for criminal evidence.  This balancing between rights and the prerogatives of government demands interpretation:

 

… the identification of fundamental rights is an aspect of constitution-making; and constitutions, whether tacitly accepted or explicitly adopted, must be interpreted.  Interpretation brings to bear prudential judgment, which requires appreciation for the diverse interests and values at stake in the life of a community.  Constitutional or common-law rights to life, liberty, and justice are authoritative premises for decision; they demand vindication; but their reach is not predetermined.  There is room for enlargement of rights as well as for their limitations.[6]

 

A communal democracy is also concerned with the responsibility of government in maintaining the democracy’s well-being.  All but anarchists believe government has the responsibility for providing services for the betterment of society, even if that expectation is limited to concerns dealing with the maintenance of the society in question.  The argument is not whether the government should provide services, but to what extent.

Historically, there is a tendency for empowered democracy to create a social democracy in which the expectation for governmental services rises significantly.  A social democracy is not synonymous with a communal democracy.  Experience has offered or demonstrated a number of cases where social democracies pursue policies that are extremely individualistic, as even some welfare programs have been, and, in turn, undermine the health of the community. 

For example, Selznick points out that in the United States, a centralized welfare state has diminished the viability of local welfare resources and has debased a sense of moral obligation in meeting the challenges of the impoverished.  Instead of vibrant efforts to deal with these problems, bureaucratic responses have deadened any spirit of liberation among the general populace.

This theme will be continued in the next posting by addressing how communal responses can address these challenges and maintain a vibrant sense for a communal democracy.



[1] Covenants and compacts are sacred agreements.  Compact is the broader classification of which covenant is a subtype.  While compacts are sacred in the minds of those participating, covenants, in addition, call on God to witness the agreement.  The Declaration of Independence is a covenant while the US Constitution is a compact.  Of interest, the term, federal, is derived from the Latin word for covenant, that being foedus.

[2] Philip Selznick, The Moral Commonwealth:  Social Theory and the Promise of Community (Berkeley, CA:  University of California Press, 1992).

[3] Ibid., 503.

[4] For a cautionary argument lodged against unincumbered majority rule for the founding generation, see John Adams, “The Revolutionary as Conservative,” in Great American Thinkers Volume I:  Creating America from Settlement to Mass Democracy, edited by Bernard E. Brown (New York, NY:  Avon Books, 1983), 156-207.

[5] Selznick, The Moral Commonwealth., 507, emphasis in the original.

[6] Ibid., 510.

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